Webinar FINRA: Fixed Income Report Cards Online Demo – 10/22

Fixed Income Report Cards Demonstration
October 22, 2015
2:30 p.m. – 4:00 p.m.

FINRA is hosting a WebEx presentation discussing new and updated fixed income-related Report Cards. This session provides an overview of these Trade Reporting and Compliance Engine (TRACE) and municipal report cards, presents the features and benefits of each, and includes suggestions for how firms can use them to support their compliance activities. FINRA also highlights the implementation of a monthly member outreach program relating to report card statistics.

The WebEx session is designed for those who use TRACE or municipal report cards.

Register for this event.

If you have any questions you would like addressed during the presentation, please email them in advance to tracefeedback@finra.org.

Please note:
Since there are a limited number of lines available for this call, please register as soon as possible and plan to share a phone line with others at your firm to help us maximize participation.




The Association of International Wealth Management of India (AIWMI) is a not-for-profit organization and a globally recognized membership association for finance professionals. AIWMI primarily focuses on the broad and strategic role of developing a more robust and forward-looking training infrastructure for the financial services sector and to promote more active industry involvement and collaboration in training and continuing education. AIWMI is offering advanced international certification programs along with a wide variety of high-quality executive education programs. AIWMI programs combine state-of-the-art knowledge and skills with practical experience and insights into the functioning of the financial sector. All AIWMI courses and educational events have an intense and pragmatic curriculum. Participants are exposed to the latest developments within the financial services sector. AIWMI plays a key role in guiding the development of the financial services sector. AIWMI works with key industry participants’ viz. the Government, the Regulators, the Industries/Associations, the Corporate, the Media and the General Public to achieve its objectives. Besides enhancing technical competence and professionalism in the industry, AIWMI organizes events and facilitates discussions to promote best practices in leadership and talent development in the financial sector with an aim to become Asia’s premier center of excellence for financial education.

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